ROLE SUMMARY: 

The Senior Analyst is responsible for conducting risk-based analysis of licensees and providing recommendations for enhancing areas of vulnerabilities.  


 
KEY TASKS: 

  • Assesses the financial health and statutory compliance of licensees  
  • Assists in ensuring that registrants and licensees are regulated  
  • Analyses trends in the sector, detects signs of financial weakness or non-compliance by licensees, and makes recommendations for action to be taken to correct or reduce the risk   
  • Conducts on-going market surveillance of market trades and transactions to identify possible market manipulation and improper conduct  
  • Assesses applications and makes recommendations for licensing of new entities or for the winding up of existing entities  
  • Makes recommendations on the treatment of new and emerging risks in the sector  
  • Supervises Analysts in the Division  

 
 
EXPERIENCE AND QUALIFICATIONS 

  • Bachelor’s Degree in Accounting, Finance, Risk Management or equivalent qualification.  

AND  

  • Three years’ experience at a supervisory level in securities or related field. 

 

A compensation package commensurate with qualifications and experience will be offered

 

Applications should be submitted no later than October 25, 2019 

Reference
VAC-1030
Employer
Financial Services Commission
Hours
Employment Type
Salary and benefits
Competitive Salary
Salary
Competitive
Your Career Level
Early Career
Years Experience
Three (3) years'
Your Education Level
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