Under the directive of the Regional Compliance Officer, the Regional Compliance Analyst will have the day-to-day responsibility for:

  • Maintaining an effective system of filing and storing compliance related documents within prescribed regulatory record-keeping guidelines.
  • Assisting in the monitoring of the companies within the assigned compliance zone to ensure compliance to regulatory requirement and internal policies and procedures.
  • Following up with stakeholders regarding deliverables.
  • Ensuring that updates are made to the electronic database for internal, external, regulatory reports and self-audits.

 
Key Responsibilities: 

  • Ensure that the site specified for Audit updates (internal, external, regulatory, self-audit) are updated with new reports received. Follow up with responsible officers to ensure that delivery dates as specified in management responses are met.
  • Provide monthly report to the Regional Compliance Officer on audit items to be implemented within the month and the status of the implementation.
  • Co-ordinate the annual review and update of policies and procedures manuals for the assigned markets.
  • Completes monthly and quarterly Money Services Business reports for the assigned markets.
  • Assist the Regional Compliance Officer with reports and presentations.
  • Assist with completing Balance Scorecards and Management responses.
  • Assist and/or provide support for network and transaction monitoring for the countries within the assigned zone.
  • Supports the Compliance Officers in the respective markets during regulatory audits or compliance examination.
  • Generates and/or prepare agreed standard reports for management review.
  • Maintains compliance records for the prescribed regulatory record-keeping period.
  • Such other tasks as may be indicated by the Regional Compliance Officer from time to time.
Reference
VAC-3742
Employer
GK GraceKennedy Group Jamaica
Hours
Employment Type
Location
Salary and benefits
Salary and benefits info not provided.
Salary
Competitive
Your Career Level
Early Career
Years Experience
Not Specified
Your Education Level
Not Specified
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