Analyst I KN

The successful candidate will be based in St Kitts and assigned to the Eastern Caribbean Securities Regulatory Commission (ECSRC) Secretariat, hired initially on a two (2) year contractual engagement with the opportunity to renew or transfer to the permanent establishment based on performance.  

 

APPLICANTS MUST HAVE:

  • A first degree in Finance, Business Administration, Business Management, Accounting or Banking.
  • A positive attitude and strong work ethic;
  • Effective oral and written communication skills;
  • A high level of initiative, interest and motivation;
  • The ability to be flexible, multi task and meet multiple deadlines;
  • Excellent research, problem solving and analytical skills;
  • The ability to learn quickly on-the-job and adapt to a high paced and dynamic environment;
  • The ability to work on own initiative and effectively function as part of a team.
  • Working knowledge of computerized business applications such as Microsoft Word and Microsoft Excel.

Possession of any or all of the following would BE an asset:

  • At least two (2) years relevant working experience;
  • Professional qualification in Accounting or Finance;
  • Legal training/qualifications.

DUTIES

The selected candidate will be directly responsible to the Chief Executive Officer, Eastern Caribbean Securities Regulatory Commission, for the proper performance of his/her duties, which will include:

  1. Assessing applications for the issue and renewal of all licences, including broker dealer and collective investment schemes.
  2. Assisting with the research of issues and the formulation of policies related to the development, supervision and regulation of the securities market.
  3. Reviewing disclosure reports and statutory filings of reporting issuers, licensees and collective investment schemes to ensure that the minimum requirements of the legislation and rules are met.
  4. Conducting off-site surveillance and reviewing risk-focused information from licensees to determine compliance with the legislation and rules and to inform the onsite examination programme.
  5. Preparing risk assessments of licensed securities firms, monitoring licensee compliance, maintaining supervisory logs and conducting on-site examinations.
  6. Any other related duties which may be assigned.

SALARY

Salary will be commensurate with qualifications and experience.

The following documents must be submitted:

  • Curriculum vitae
  • Two (2) original letters of reference
  • Certified copies of certificates
  • Official transcripts where applicable
  • A recent original or certified copy of Criminal Record/Police Certificate of Character

Notes:  

  1. Only candidates short-listed for the selection process will be contacted. 
  2. Applicants may enquire of the Human Resource Department to ascertain receipt of applications.
  3. Shortlisted candidates will be required to undertake various assessments.

 

The deadline for receipt of applications is Friday, 31 May 2024

Reference
VAC-9358
Employer
Eastern Caribbean Central Bank
Hours
Employment Type
Salary and benefits
Salary will be commensurate with qualifications and experience.
Salary
Salary negotiable
Your Career Level
Early Career
Years Experience
At least Two (2) years'
Your Education Level
First Degree|in Finance
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